Alienation in Post World War America

World War II ended with the surrender of the Japanese Empire in August 1945 leaving a wake of destruction on almost every continent. America was elated, not only had they defeated the Nazis but the Japanese were defeated as well. Yet, America’s place in the world changed as a result of the war in a way very few people would have thought possible. Only an up and coming nation in the last World War, the United States emerged from World War II as the preeminent world power. Amidst the jubilation of victory in both theaters of war, Americans had to come to grips not only with America’s new place in the world, but with what had happened in the war to America. The story of Holden Caulfield in The Catcher in the Rye demonstrates the alienation some particular Americans felt in the aftermath of the Second World War.

The beginning of The Catcher in the Rye takes the reader to a boarding school and a character named Holden Caulfield. Holden is arguably one of the most controversial characters in literature, but his story is an important one as it is the story of America after World War II. Holden’s alienation from the rest of the world is central in his story. Throughout most of the story Holden is unable to find the good in the world and insists that everyone he knows or meets is a phony. Holden is a confused young man who is attempting to reconcile the world of his childhood with the world of his young adulthood. At sixteen when the story takes place, Holden was born two years after the stock market crashed and was still too young when the United States entered the Second World War in December, 1941. America, in a lot of ways, has grown up rapidly in the span of Holden’s short life.

The main antagonists in Holden’s life are his roommate Stradlater, his neighbor Ackley, a friend from home Sally, and a pimp and a prostitute he meets while staying in New York. In each case, the antagonists choose to ignore the realities of life by distracting themselves with sex, money or theater. Holden faults each character for being a phony, and considers his dead brother Allie, and his younger sister Phoebe as two of the only real people he has ever met. Holden has been affected by the war and its aftermath and maintains a child-like opinion of the world. In fact, he states, “Certain things they should stay the way they are. You ought to be able to stick them in those big glass cases and just leave them alone.”[1] Holden is alienated from those who are his age, or close because of his own inability to grow up. The various encounters Holden ha leave him more alienated than before. In the case of Sally, Holden contacts her and makes a date only to alienate himself from her by saying:  “You give me a royal pain in the ass…”[2] Holden is completely unable to maintain friendships and continues to draw further and further away from the world.

As Holden is unable to maintain friendships with anyone he meets, he is also a contradiction. At the beginning of the book he states, “If there’s one thing I hate, it’s the movies.”[3] And yet he goes to see a movie at Radio City after his date with Sally. He goes into the bar at his hotel and has a low opinion of everything about it from where they seat him, to the band, to the patrons.[4] Holden constantly belittles people, places and things only to turn around and immerse himself in them. This further alienates him from the world and people around him as they view him as an immature person.[5] His sense of superiority, which results in his alienation, prevents Holden from having any meaningful relationships with anyone aside from his sister and dead brother Allie.

Holden is so disillusioned with the world around him that the only thing he can think to do is protect those who he views as innocent. Holden’s depression is lifted whenever he is around kids. The first instance the reader sees this is in the streets of New York. On his way to find a record store open on Sundays, Holden follows a family of three. The parents are on the sidewalk and immediately gain the disapproval of Holden when he says, “They looked sort of poor, which implies that Holden views the family, at least the parents, as beneath him. The child, however, entertains Holden as he is walking behind the family. The child is in the street singing, “‘If a body catch a body coming through the rye.’” The child and song make Holden, “feel better. It made me feel not so depressed any more.”[6] Holden is not alienated from children the way he is from those closer in age to him because he is able to find a truth in children that doesn’t exist for him in his contemporaries.

Holden’s alienation goes even further, to a desire to remove himself completely from society. At first, Holden pleads with Sally to, “drive up to Massachusetts or Vermont….We’ll stay in these cabin camps and stuff like that till the dough runs out…I could get a job somewhere and we could live somewhere with a brook and all….I could chop wood in the wintertime and all.”[7] His feeling of superiority has alienated him not only from any meaningful relationships but also a desire to quit society almost all together. Later on he says, “Everybody’d think I was just a poor deaf-mute bastard and they’d leave me alone. They’d let me put gas and oil in their stupid cars, and they’d pay me a salary and all for it, and I’d build me a little cabin somewhere with the dough I made and live there the rest of my life.”[8] Both times, Holden suggests leaving society to live away from a world he doesn’t fully believe he belongs to.

Holden’s alienation also drives him to attempt to save those he believes he cares most about. In his first desire to leave society, he invites Sally to go with him only to alienate himself from her when she refuses to go with him. Holden also feels a need to assist a roommate at a previous school before he ultimately rejects him. His roommate Dick Slagle is poorer than Holden and doesn’t have as fancy of luggage as he has. As Holden describes the situation: “The thing is, it’s really hard to be roommates with people if your suitcases are much better than theirs…”[9] But he goes on to clarify, “You think if they’re intelligent and all, the other person, and have a good sense of humor, that they don’t give a damn whose suitcases are better, but they do.”[10] Holden both creates his own alienation, as in the case of Sally, and is a victim of society’s mandated alienation as was the case with the former roommate. Yet in both cases, Holden attempts to save that person from the phony world as Holden perceives it.

Finally, Holden’s struggle not to care about what others think or do and his desire to save people from their phoniness comes to a head. His sister Phoebe questions whether or not Holden actually likes anything, or if he simply hates everything.[11] As he avoids Phoebe’s questions, she finally prompts him, “All right, name something else. Name something you’d like to be.”[12] And it is here that Holden admits to his desire to protect children and to allow them to maintain their innocence when he tells Phoebe, “I’d just be the catcher in the rye and all.”[13] Holden’s alienation from friends closer in age; his hatred of cars and movies all stem from his own desire to return and protect the innocence of childhood.

Yet, it takes Holden until he has nearly broken down psychologically that he realizes he can’t protect everyone from everything. While on the way to  deliver a note to Phoebe at her school, Holden notices writing on the walls outside the school. He desires to protect the innocence of the children from the writing  and dreams of killing the person responsible for writing obscenities on the school’s walls. The second time he finds the obscenities, however, he realizes that it has been craved into the wall.[14] It is at this point that Holden comes to the realization, “If you had a million years to do it in, you couldn’t rub out even half the ‘Fuck you’ signs in the world. It’s impossible.”[15] He finally realizes that things won’t return to how they were when he was a child and life was simpler. Holden recognizes that the world is full of things he hates and wants to protect others from but it is a fool’s mission to try to protect the world from all the bad.

The story of Holden Caulfield could be analogous to the story of the United States after World War II. Like Holden, the United States was alienated from the rest of the world, including our allies. As the most powerful nation in the world, the United States had a responsibility not shared by her allies. Both the Soviet Union and the allies of the United States differed from the U.S.and did not seem to share many beliefs held by America. The United States, as well as Holden, had to come to grips with the reality of the world. Holden was never going to achieve living in a world where people were to be exactly as he wanted to be more ready to believe exactly what he believed. Holden is defined by his alienation from the world and weather he is finally able to reconcile himself with both the world and people around him.

[1] Salinger, J.D. The Catcher in the Rye(Boston: Little Brown and Company 1951) page 122.

[2] Ibid. 133

[3] Ibid. 2

[4] “they gave me a lousy table anyways…”, “The band was putrid”, “show-offy-looking guys with their dates.” Ibid. 69

[5] “Same old Caulfield. When are you going to grow up?” Ibid, 144

[6] Ibid. 115

[7] Ibid. 132

[8] Ibid. 199

[9] Ibid. 109

[10] Ibid.

[11] “You don’t like anything that’s happening.” Ibid. 169

[12] Ibid. 172

[13] Ibid. 173

[14] “I saw something that drove me crazy…”, “I went down by a different staircase….” Ibid. 201, 202

[15] Ibid.


How the Constitution provides for energy and stability while maintaining liberty and republicanism through separation of powers.

Energy and stability have been the greatest questions in government since the ancients first developed the polis. Prior to the United States, no country made better efforts to perfect the art of separation of powers than England has made. Publius describes in Federalist 37 the need for stability and energy in the new government, while at the same time protecting the liberty of the people and the republican way of life. The Constitution of 1787 achieves these aims through a separation of powers between the three branches of the Federal government and the specific make up of the departments.

In order to understand Publius’ argument better, it would be best to take his argument in Federalist 37 first, followed by his discussion of the relationship between the three branches of government. Lastly I will view his discussion of the specific make up of the various branches of the United States Government.

Publius argues for the necessity of a separation of powers in the new government in order to provide for the necessary stability and energy in government while protecting liberty and republicanism. In order to do this he argues that there most be present a separation of powers between the Legislative, Executive and Judicial branches of government. Furthermore, there must be a separation of powers between that of the States and Federal governments. Publius says, “Among the difficulties encountered by the convention, a very important one must have lain in combining the requisite stability and energy in government with the inviolable attention due to liberty and to republican form.”[1] The first attempt at creating a republic with the Articles of Confederation failed due to a lack of energy and stability within the government, thus it was pertinent to create in the new government fixes for these problems. Publius then goes on to explain:

The genius of republican liberty seems to demand on one side not only that all power should be derived from the people, but that those intrusted with it should be kept in dependence on the people by a short duration of their appointments; and that even this short period the trust should be placed not in a few, but in a number of hands.[2]

This is the genius of the new Constitution according to Publius, it has attained the short periods of appointment and dividing the government among many hands. In order that the liberty of the people is not offended, they must remain the source of power for the government.

Yet this is not enough, in order to understand how this present in the Constitution Publius explains further in papers 47-51. In the first of these papers, Publius addresses the allegations by opponents of the proposed plan that it lacks a separation of powers. Publius explains Montesquieu’s argument for the separation of powers by saying, “he did not mean that these departments ought to have no partial agency in, or no control over, the acts of each other.”[3] The magistrate must have the authority to not only enforce the laws passed by the legislative, but also to veto laws that violate the Constitution, and the judicial cannot create laws but can advise the legislative.[4] Publius then goes on to demonstrate that the various Constitutions of the states provide for more blending of the branches of government than the proposed Federal Constitution.

And then in Federalist 48 Publius describes how the Federal Constitution provides a defense through a moderate blend of the branches of government. At first he argues:

But in a representative republic where the executive magistracy is carefully limited, both in the extent and duration of his power, and where the legislative power is exercised by an assembly, which is inspired by a supposed influence over the people with an intrepid confidence in its own strength; which is sufficiently numerous to feel all the passions which actuate a multitude, yet not so numerous as to be incapable of pursuing the objects of its passions by means which reason prescribes; it is against the enterprising ambition of this department that the people out to indulge all their jealousy and exhaust all their precautions.[5]

So in order to prevent the encroachments of the legislative on the rights and liberties of the people, the executive and judicial branches must have authority to reign in the power of the legislative. The legislative is also apt to encroach on the power and freedom of the other branches through pay[6], and thus they must be limited on how they are able to alter the pay of these other branches. Publius provides examples of Virginia and Pennsylvania where the powers of the legislative were not protected against and the judicial and executive branches were usurped by the authority of the legislative. Having demonstrated the dangers of allowing unbridled power to exist within the legislative branch, Publius goes on to explain how it might be possible to prevent the encroachments of one branch on the power of another.

Federalist 49 provides for this explanation and Publius defines that the people alone are the source of charter for the Constitution and its parts. Thus the people alone should be consulted when the powers of the Constitution are in question as to demolishing them, or creating a new power.[7] Appeals to the people are necessary in order to prevent the encroachments of power by the various branches. Yet frequent appeals are insufficient in protecting the freedom of the society. Not only this but it is impossible, as Publius explains, “The members of the executive and judiciary departments are few in number, and can be personally known to a small part only of the people.”[8] Yet the legislative is many in number and can be known by a larger number of the people.[9] Thus the legislative would be most likely to take advantage of the appeals from the people and thus encroach on the various powers of the other branches. As such frequent appeals of the people could turn out to be bad for the stability, energy and liberty of the society as the legislative might take their appeals as a mandate. And so how this can be moderated is discussed next by Publius.

Publius states at the beginning of Federalist 50, “It may be contended, perhaps, that instead of occasional appeals to the people, which are liable to the objections urged against them, periodical appeals are proper…”[10] In order to achieve this, Publius argues that a fixed period for appeals to the people could be detrimental to the purpose of those appeals. If they are too close together Publius argues, “the measures to be reviewed and rectified will have been of recent date, and will be connected with all the circumstances which tend to vitiate and pervert the result of occasional revisions.”[11] Yet by the same token, if they are too far apart then the people are likely not to know each other and to be unaware of the circumstances which lead to the need for revisions. [12] To demonstrate his point, Publius once again looks to the states for an example. He tells of how in Pennsylvania there had been a meeting of censorial council to remedy the defects of their Constitution. He elucidates however that the members of the council were prominent citizens who were members of the parties within the state. Secondly, some of the members of the council had served in the legislative and executive departments. Third, the proceedings of the council were disrupted by the factionalism of the members themselves. And finally, the council either did not understand the limits placed on the legislative and executive, or the legislative completely ignored the changes made by the censorial council.[13] Publius demonstrates properly the difficulty of having occasional or frequent appeals to the people for the remedy of the defects for the Constitution.

And so Publius goes on to discuss in Federalist 51 the structure of the government in regards to checks and balances. He states, “it is evident that each department should have a will of its own; and consequently should be so constituted that the members of each should have as little agency as possible in the appointment of the members of the others.”[14] The importance of each department having its own will is demonstrated in the preceding papers, where Publius demonstrates the likely chances of an encroachment and usurpation by the legislative. In order to achieve this, Publius also states, “It is equally evident that the members of each department should be as little dependent as possible on those of the others for the emoluments annexed to their offices.”[15] Thus the departments must have a will of their own and should not be made dependent on the other departments for their pay. But at the same time Publius argues that the members of the various departments must be given the constitutional means and personal motives to protect against the encroachment of another department on their own.[16] Publius argues, “The interest of the man must be connected with the constitutional rights of the place. It must be a reflection on human nature that such devices should be necessary to control the abuses of government.”[17] However, Publius also reminds the reader that the legislative must be predominant in republics. In order to properly control the legislative against usurpation Publius argues:

The remedy for this inconveniency is to divide the legislature into different branches; and to render them, by different modes of election and different principles of action, as little connected with each other as the nature of their common functions and their common dependence on the society will admit.[18]

By dividing the authority of the legislative, a republic is capable of controlling the growth of power and influence of the legislative. Yet this is not enough, as Publius points out it is important in a “compound republic of America, the power surrendered by the people is first divided between two distinct governments, and then the portion allotted to each subdivided among distinct and separate departments.”[19] By dividing the legislative, you weaken its ability to encroach on the authority of the other branches. But by dividing the government into two different governments and allotting them different powers a republic can prevent the creation of a tyranny.

However, one question still remains and that is how the different bodies of government are erected for the purposes presented in Federalist 51. The various branches must be provided with different powers so that no one branch can consolidate that power. The branches must also have varying degrees of separation from the people, so that the passions of the majority cannot rule in society. In regards to the legislative branch, the branch should be split into two distinct houses with one having more of a dependence and response to the people than the other. As the legislative branch is closest to the people, and thus lays one of legislative threats, it is proper that it be divided so as to limit this closeness with the people. The first branch of the legislative Publius discusses is thus the House of Representatives, which is designed to be the department most dependent on the people. Publius describes, “As it is essential to liberty that the government in general should have a common interest with the people, so it is particularly essential that the branch of it under consideration should have an immediate dependence on, and an intimate sympathy with, the people.”[20] The House of Representatives will only share in the legislative authority of the government and will be able to respond to the passions of the people while the upper house will be able to filter out the reason. This great authority constitutes a need for a shorter duration of power as Publius states, “It is a received and well-founded maxim that where no other circumstances affect the case, the greater the power is, the great out to be its duration…”[21] Further, the House of Representatives will be watched not only by the people through its direct dependence on them, but also by the collateral branch of the legislative.

Next Publius discusses the Senate, which serves as the connection between the States and the Federal government as directed by the un-amended Constitution.  On this Publius states, “It is recommended by the double advantage of favoring a select appointment, and of giving to the State governments such an agency in the formation of the federal government as must secure the authority of the former, and may form a convenient link between the two systems.”[22] So that the States retain some type of authority under the new Constitution, it is important that they be given the authority to appoint the members of the Senate. The advantage of this stands that now law cannot be passed without the consent of both the people and the States.[23] And it also serves as a way to prevent members of the legislative body from forgetting their constituents by requiring the laws to be passed by both distinct bodies. Publius goes on to say:

The necessity of a senate is not less indicated by the propensity of all single and numerous assemblies to yield to the impulse of sudden and violent passions, and to be seduced by the factious leaders into intemperate and pernicious resolutions.[24]

The Senate’s mutability is important as well, so that the members restrain their passions and tyrannical nature. By having the Senate elected by the States, the States have their own elections for government offices. By changing the government representatives in the States, the Senate will be apt to change and thus opinions will be changed. Their length of office will allow the Senate the opportunity to learn the laws of the nation as well, and so that they are not constantly changing and that the opinions and measures remain some what consistent.[25] The importance of the Senate within the make up of checks and balances and separation of powers is clear. It serves as a check on the passions of the people, while balancing the representation of the States within the Federal government. Further the two branches of the legislative provide for stability and energy in the new government by removing the passions of the people and allowing for competition within the branches.

Thus next Publius discusses the executive branch, by far the most controversial of the day and most in need of defense by Publius. Publius discusses the mode of electing the President in Federalist 68. As with the legislative, the mode of electing the President must have a way of preventing the passions of the majority from ruling. Thus the Electoral College was devised as a way of preventing the encroachments of the people’s passions from entering into the election of the President. Publius describes, “It was equally desirable that the immediate election should be made by men most capable of analyzing the qualities adapted to the station and acting under circumstances favorable to deliberation.”[26] By doing this the Electoral College is made up of a small number of individuals so that deliberation is permitted in the election of the new President. Publius says, “This process of election affords a moral certainty that the office of the President will seldom fall to the lot of any man who is not in an eminent degree endowed with the requisite qualifications.”[27] As for the proper place of the executive in the stability and energy of government, he is of the most importance. As Publius says, “A feeble execution is but another phrase for a bad execution; and a government ill executed, whatever it may be in theory must be, in practice, a bad government.”[28] The executive must be strong and energetic in order to properly execute the laws he is charged to enforce. Publius calls “united; duration; an adequate provision for its support; and competent powers”[29] to be what constitutes an energetic executive. Energy is found in unity as in a single person the powers of the executive can be carried out quickly without delay. If the executive power were divided among more than one person, it would be subject to deliberation which will prevent an energetic executive. [30] Likewise, the President’s tenure of office is important for his energy. The duration of office is also an important element in the stability of the executive. If he stays too long, then he is apt to be too firm and possibly encroach on the powers of the legislative. Yet if he is tenure is too short then he is apt to fall prey to the legislative.[31] Shortness in the tenure of office is also likely to prevent the interest of the executive from performing his duties. This is also the argument used by Publius in Federalist 72 in regards to the reelection of an executive; by allowing him to run for reelection, he will watch how he acts in office so that the people look upon him favorably.[32] These are the aspects which allow for an energetic and stable executive, without which the government as a whole would lack stability and energy.

Lastly, Publius discusses the importance of the Judiciary in the make up of the new Constitution. Publius calls the Federal judiciary, “the best expedient which can be devised in any government to secure a steady, upright, and impartial administration of the laws.”[33] The purpose of the Federal judiciary he proposes is to prevent “the encroachments and oppressions of the representative body.”[34] Publius counters the fears of judicial usurpation by asserting that the Federal judiciary will be the weakest of all the branches as it lacks power over the purse and sword. Publius further argues:

Whoever attentively considers the different departments of power must perceive that, in a government in which they are separated from each other, the judiciary, from the nature of its functions, will always be the least dangerous to the political rights of the Constitution; because it will be least in a capacity to annoy or injure them.[35]

The Judicial branch will have no authority over the purse or over the sword, but instead only over judgment.[36] It will thus be able to prevent against legislative and executive encroachments by striking down laws which are contrary to the Constitution and the laws and treaties of the United States. The separation of the judicial from the legislative is also important so as to allow the judges to exercise their judgment without fear of reprisal by the legislative branch. Thus, the salaries of the judges cannot be lowered so as not to influence their opinions.[37] Their tenure of office also allows for freedom of judgment in judicial matters. Their appointment is for during good behavior, which prevents their judgment from being dependent on reelection, which may have a negative effect on their opinions. Thus through the judicial department is called upon to be safeguard against the encroachments of the representative and executive bodies. It will further only have the power of judgment, not the power of the purse or the sword. And it will further lack dependence on the legislative branch because their salaries cannot be lowered and their tenure of office is during good behavior, not apt to reelection.

The Federalist lays out a discussion of how energy and stability will be present in the new Constitution without violating the principles of republican government and the liberties of the people. As such, the basic necessity to ensure this requires a separation of powers. Publius describes how the various departments of the new government participate and uphold the principles of the separation of powers. He further demonstrates how the people and States partake in the controlling of the new government by their participation in the election of the houses of the legislative. Publius properly upholds his argument in Federalist 37 in his discussion of the following papers.

[1]Federalist 37, in Alexander Hamilton et al., The Federalist Papers, ed. Clinton Rossiter, introduction and notes by Charles R. Kesler (New York: New American Library, Mentor, 1999), 194.

[2] Federalist 37, 195

[3] Federalist 47, 270

[4] Federalist 47, 271

[5] Federalist 48, 277

[6] “as the legislative department alone has access to the pockets of the people…”Federalist 48, 278

[7] “As the people are the only legitimate fountain of power…” Federalist 49, 281-282

[8] Federalist 49, 284

[9] “The members of the legislative department…” Federalist 49, 284

[10] Federalist 50, 285

[11] Federalist 50, 286

[12] “If the periods be distant from each other…” Federalist 50, 286

[13] “Pennsylvania in 1783 and 1784, was, as we have seen….” Federalist 50, 286

[14] Federalist 51, 289

[15] Federalist 51, 289

[16] “But the great security against a gradual concentration of the several…” Federalist 51, 289

[17] Federalist 51, 290

[18] Federalist 51, 290

[19] Federalist 51, 291

[20] Federalist 52, 295

[21] Federalist 52, 298

[22] Federalist 62, 345

[23] Federalist 62, 346

[24] Federalist 62, 347

[25] “The mutability in the public councils…” Federalist 62, 348

[26] Federalist 68, 380

[27] Federalist 68, 382

[28] Federalist 70, 391

[29] Federalist 70, 392

[30] Federalist 70, 392

[31] “Duration in office has been mentioned…”Federalist 71, 399

[32] “The first is necessary to give the officer himself….” Federalist 72, 404

[33] Federalist 78, 433

[34] Federalist 78, 433

[35] Federalist 78, 433

[36] Federalist 78, 433

[37] Federalist 79, 441

Locke’s First Treatise: Sovereignty by Creation

Quotes taken from Locke: Two Treatises of Government edited by Peter Laslett

At this point John Locke takes to task Sir Robert’s attempt to give Adams sovereignty of the world and man by his creation. The first struggle Locke faces is Sir. Robert’s assertion that to suppose natural freedom in mankind means to deny Adam’s creation. However, this is a subtle use of words that Locke writes concerning this assertion by Sir Robert. Locke states, “For I find no difficulty to suppose the Natural Freedom of Mankind, though I have always believed the Creation of Adam…” Anyone who reads this passage cannot help but notice the use of suppose and believed and how different they make the meaning of his thought. Supposition comes from the use of one’s reason while belief does not. To suppose implies that one can logically think it through and find proofs while belief does not. Therefore, Locke is stating contrary to Filmer that Natural Freedom of Man Kind cannot be denied because reason can attain them whereas reason cannot attain the creation of Adam.

Next Locke presents the second issue,  that by Appointment Adam was made governor of the world by God. There are three instances in which Locke states this Appointment was possible: “Providence orders, or the Law of Nature directs, or positive Revelation declares…” Of these he denies that Providence could have been the appointment of Adam, which will be discussed momentarily. The Law of Nature and and positive Revelation are two interesting terms for Locke to use. We can simplify and attempt to understand this better if we change positive to it’s other meaning: law. The Law of Nature we know is a bastardization of the Natural Law and of the Natural Right, which proceeded the Law of Nature in previous epochs. The most direct ancestor of the Law of Nature is Natural Law, which St. Thomas articulates in his Treatise on Law. The Natural Law is the way in which the Eternal Law, or Providence, participates in human reason. By denying Providence, Locke has denied that God participates in the reason of man all together. Positive Revelation, or the Bible or Divine Law comes directly from the Eternal Law and informs and corrects both the Natural Law and the Human Law.  The Law of Nature removes the Eternal Law and Divine Law and supplants it with a temporal understanding.  Locke excludes a discussion of Adam’s sovereignty by Creation by denying both the Eternal and Divine laws as a source of political authority.  If Adam’s sovereignty was granted to him prior to creation through Divine Providence, then it would mean Adam would have been governor from the moment the Eternal Law came into be. It would be silly he asserts for Adam to have received his governorship over the world by Providence, because there was nothing to govern.

Locke then looks at Sir Robert’s assertion from the Law of Nature perspective. Locke argues that to assert Adam’s governorship by the Law of Nature is like saying that Man is governor over his children by right of nature. However, in this instance Locke points that Adam could neither be governor of the world, nor father when he had no government or children to make him governor of the world or father by right of nature. However, Sir Robert’s responds to this by asserting that Adam was not governor in fact but in habit. Yet, let us look at the problem of making Adam governor of the world by his creation through a different method.

Locke asserts Adam could not have been made governor of the world by his creation because he has no government; government does not come until the Fall, which is long after Adam’s creation. In fact, if one looks at the Book of Genesis they will find that government does not exist among Adam, Eve and their two sons. In fact government is not created until Adam’s son Cain slays Abel and is banished to the land of Nod by God. Cain is the founder of the city, not Adam, which makes Cain-a killer- the founder of the City according to Moses. This is why Sir Robert’s assertion that Adam gains governorship over the world by creation. Cain, not Adam, is the first governor that we encounter in the Bible. In fact, the children of Adam reject government until the Jews insist God give them a king. They are enslaved by the greatest government of the day- the Egyptians. A murderer, a betrayer to his family and his God is the founder of the City. The City is founded  upon sin according to the Bible.

Adam was made king of the world by his creation, not a king in fact, but a king in act which according to Locke means he was no king at all. This same argument, made by Sir Robert Locke will argue, means that Noah too was king of the world by his creation because it was his destiny to outlive his brethren. Belief in Adam’s creation and to suppose Natural Freedom of Mankind do not counteract each other according to Locke. Because Adam’s creation did not mean he was absolute ruler of the world as has been shown, one can still suppose the Natural Freedom of Mankind.

A look at Book I of John Locke’s First Treatise of Government

Quotes taken from Two Treatises of Government edited by Peter Laslett published by the Cambridge Texts in History and Political Thought.

I would like to think Ashok for reading through the First Treatise with me.

John Locke begins the first chapter, “Slavery is so vile and miserable an Estate of Man, and so directly opposite to the generous Temper and Courage of our Nation; that tis hardly to be conceived, that an Englishman, much less a Gentleman, should plead for’t.” Locke starts his treatise with the theme of slavery, which according to him goes against the “temper and courage” of England. He claims astonishment that an English Lord (Englishman…much less a Gentleman) would write such a work. This individual that Locke is arguing against is Sir Robert Filmer, the writer of the work Patriarcha or The Natural Power of Kings. Locke uses Filmer’s work to refute the belief in Divine Right Monarchy. He calls Filmer’s work a “Rope of Sand” and a “Chain for all Mankind” whose business it is to “raise a Dust” that would “blind the People” but cannot bind those “who have their eyes open.” This is a very interesting argument against the work, Locke has set out on the stance that Divine Right Monarchy really means slavery and that Filmer’s treatise is only meant to blind the people into bondage.

Locke makes reference that Filmer’s work was long before his own First Treatise, and the editor notes that the Patriarcha was written in 1637-8 but not published until 1680. Filmer is called the “Champion of absolute Power” and anyone who reads his treatise cannot but think himself no longer a freeman. When published, Locke argues that Filmer’s treatise removed all liberty from the world. Furthermore, it intended to make itself the model of all politics for the future. However, Locke argues that the treatise by Filmer can be summed in two lines:

1. That all Government is absolute Monarchy

2. That no Man is born Free

These are two very dangerous beliefs for Locke, the champion of consent of the governed.

Authors of the generation in which Locke is writing, and the previous generations are said by him to have “flatter[ed] princes with an Opinion” this opinion being that despite the laws which constituted their authority, and are to govern under, they have absolute power under the title of Divine Right. They are not restrained by “Oaths and Promises” because their authority does not come from those, whom they govern, or from the laws but rather from God Himself. By making such an argument, these authors have stripped man of his natural rights and freedoms and made them subject to tyranny and oppression. Even more, Locke argues that they have “unsettled the Titles and shaken the Thrones of Princes.” Why is this? Because if there is such a thing as Divine Right monarchy, than all except them monarch are slaves to the monarch. Further, as Locke will argue, if Adam was made the first monarch then only one Prince in the world living has claim to that title passed down from Adam. All persons with the exception of that single heir have been made slaves and all government has been destroyed because of these Divine Right authors. If all are slaves then there cannot be politics and if there cannot be politics there cannot be government.

Yet, Locke argues that if we have to accept this argument, that we are all born Slaves, then it does not end. “Life and Thraldom” continue together until the former ends and we are released from the latter. But this notion of Divine Right monarchy, Locke claims, is a new idea. “Scripture or Reason I am sure doe not any where say so notwithstanding the noise of divine right, as if Divine Authority hath subjected us to the unlimited Will of another.” The notion that we are all slaves to a single human, a fallible person, is not present in our own human reason or in the Divine Scripture, where one would expect to find Divine Right authority promulgated first. Natural freedom and equality are the older opinions of mankind, not absolute Authority of a single man. Locke even argues that Filmer assents to this belief, that his opinion is the junior.

At this Locke leaves the argument of the age of this argument for historians to debate, but wishes to argue the point against Filmer who he believes was allowed to carry the opinion the furthest.

Plato and Aristotle’s Regimes: Republic and Politics.

There might be some confusion concerning the nature of politics and the type of regimes. Today we tend to think of a number of regimes, although many of them are simply the same regime with a different title. We call the government in England a Constitutional Monarchy, yet it simply is a Monarchy. China we say is a Communist regime, yet really all the political form of Communism is Oligarchy. All the regimes currently in use today can be boiled down to a list of just a handful. These regimes were originally defined and stated by Plato and Aristotle, two classical Greek philosophers who concerned themselves heavily with the nature of the polis. To get an idea of what the regimes are, this essay will attempt to outline the various forms of government as laid down by both men. In order to deal with the two authors it will be prudent to describe Plato’s regimes first followed by Aristotle.

In Book VIII of the Republic, Plato speaks of the degenerate regimes after having spent considerable time describing an Aristocracy. Aristocracy in the classical sense is not rule by the few, or rule by the wealthy. Aristocracy for Plato meant rule by the virtuous. The ideal city would be ruled by a Philosopher king, but because no philosopher will want to rule in the city there must be a handful of virtuous individuals willing to rule.

The first degenerate regime that flows directly from Aristocracy is Timocracy. This form of government is rarely spoken of and is largely forgotten compared to the remaining regimes. Timocracy is the rule by the honorable, or more simply a Warlord. Timocracy comes about when instead of concerning oneself with virtue itself, one concerns themselves with the seeking of honor. The primary means of attaining honor is on the battlefield, and thus the idea of a military leader leading the city falls into a Timocratic regime.

From the Timocrat comes the Oligarch, the son of the man who is more concerned about his honor than about wealth. When honor is lost and you have nothing else, then you are empty. The Oligarch as a result is a stingy person who spends little but acquires much. Oligarchy is defined by a few very wealthy individuals ruling the city over the less fortunate and often impoverished inhabitants. Oligarchy is the most popular form of government and the wealthy are often times viewed as the best individuals and therefore most worthy of ruling. Today Oligarchy is often confused with Aristocracy due to their elitist tendencies. With the fall of Oligarchy, so goes the way of the virtuous regimes. Oligarchy, Timocracy and Aristocracy represent the various parts of the soul for Plato, and also different virtues or, in the case of Aristocracy, virtue itself. The three parts of the soul that correspond with the three regimes are: Rational part with Aristocracy, the Spirited part with Timocracy and the Appetitive part with Oligarchy.

The first regime lacking virtue is democracy, or rule by the people. The democrat comes about because of the lack of equality in the Oligarchy. In the Oligarchy limits are placed on how much one can spend, preventing the democrat from being allowed to do as he sees fit. This coupled with the lack of equality brings about the Democracy. Democracy is ruled on two principles: Freedom and Equality. Because of its nature Democracy lacks virtue but it is not totally depraved. Democracy is the best possible regime while Aristocracy is the regime most wished for.

Finally Plato ends his account of the regimes with Tyranny, the most dreaded and depraved form of government developed by mankind. Tyranny is the exact opposite of Aristocracy. The tyrant comes to rule because he desires all. Tyranny is characterized by the lack of concern for one’s subjects and a desire to obtain all one wishes for. The tyrant cares nothing for his people or his city, only for his own selfish gains. Where the Aristocrat rules for the sake of the city, the tyrant rules for the sake of self. With the end of the analysis of the tyrant and tyranny comes the end of Plato’s discussion of the regimes within the Republic.

Aristotle does not entirely agree with Plato’s assessment of regimes in the Republic. His Politics is largely a rebuttal of the arguments made in the Republic. Aristotle defines three chief regimes: Kingship, Aristocracy and Polity. These regimes all have a degenerate regime corresponding with it: Tyranny, Oligarchy and Democracy. One will immediately identify that Aristotle lacks the Timocratic regime and instead replaces it with Polity, a mixture of Oligarchy and Democracy.

Kingship is a fairly self explanatory regime, for Aristotle it is the most desired regime but due to its ability to quickly turn into tyranny it is not the best possible regime. Kingship is simple, it is the rule by one person who is king. In the Kingship there is only one citizen and that is the King himself. This can be compared in some manner to Plato’s discussion of the Philosopher King, although the king in such a regime need not necessarily be a Philosopher but not a Tyrant either.[1]

Aristocracy is essentially the same regime for both Plato and Aristotle, the rule by the virtuous.

Polity as said above is a mix between Oligarchy and Democracy. Depending on the rulers it can either be more heavily Oligarchic or more heavily Democratic. The difference between the two being that an Oligarchic Polity would be ruled by a few selected wealthy individuals, while the Democratic Polity would be ruled by the people in general. This regime is what Aristotle calls the best possible regime because it involves the rule by the middling class. The middling class often makes up the most of all inhabitants in a city and thus the regime which allows for them to be citizens allows for the most participation in the operation of the city. Many often compare this to a Republic, but that is a false comparison as will be shown briefly.[2]

Oligarchy and Democracy are the same as in Plato and therefore require no additional attention. It should be noted, however, that Aristotle defines four types of democratic regimes unlike Plato. The first, considered the best and the oldest by Aristotle is democracy ruled by the farming sort. The second, similar to the first, is based around those who are herdsmen. The herding Democracy is exemplified by it’s military capabilities, as Aristotle states, “they are particularly well exercised with respect to their dispositions as well as useful with respect to their bodies and capable of living in the open.”  The third sort is made up of the middling class, or the merchants and exists in the city.[3]  This democracy is prone to more individuals being involved in the regime because of the proximity of living in the city. The fourth democracy laid out by Aristotle is where all are included in citizenship. Citizenship for Aristotle means those who are able to participate in the ruling of the polis. Therefore, this last sort admits people into the rank of citizenship who are unsuited for ruling the polis, including slaves. In this instance, slaves would apply to anyone who is unable to rule themselves and not the slaves who have been conquered in war.

Book Four of Aristotle’s Politics offers us another list of democracies, this time five. The first democracy in book four is based on the equality between the poor and rich, where neither class is preeminent in society. The second is where, “the offices are filled on the basis of assessments…”[4] The next two regimes are where those of unquestioned descent, and those who are citizens fill the offices but the law rules. The fourth is where the multitude, not the law, rules. The fifth democracy is similar in make up to the previous democracies except that the multitude, not the law, rule.

The best regime, and best way of life according to Aristotle are the same. The best way of life is the mirror image of the best regime. While Kingship is the regime most desired, and Polity the best attainable regime it is the mixed regime that is the best regime. The mixed regime contains elements of each individual regime, just as the best person is a mixture of all the different virtues. The regime must incorporate virtue, the farming class and the middling class. It is this regime, the mixed regime, which must properly be defined as a Republic. A Polity as stated before is a regime of Oligarchy and Democracy, while a Republic is a mixed regime with multiple regimes tied into it. Take for example the American regime, which is not a Polity at all but is a Republic. We have the element of Kingship in the President, we have the element of Democracy in the House of Representatives, we have the element of Oligarchy in the Senate and we have Aristocracy in the Supreme Court. Such a regime is the best possible regime because it allows for the virtues of each regime to be apart of the city; just as the the virtuous person participates in each individual virtue, so does the city participate in the virtues exemplified by the various regimes in a mixed regime.

Aristotle’s Politics Book III

Aristotle’s Politics Book IV

Aristotle’s Politics Book VI


Aristotle’s Politics Book IV


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